Legal Activity

Enforcement/Compliance Policies

Delaware – Draft Compliance Rules (February 2, 2024)

Legal Activity


February 28, 2022- The Supreme Court declines to hear appeal of lower court ruling upholding CalSavers Program not preempted by ERISA

January 21, 2022 – CalSavers files response to HJTA petition to the U.S. Supreme Court

January 12, 2022 – Enforcement – CalSavers announces intent to Impose Penalties for Non-Compliant Employers Beginning this Month

October 12, 2021 – The Howard Jarvis Taxpayer Association petitioned the U.S. Supreme Court to review the Ninth Circuit Court of Appeals judgment.

June 15, 2021 – The Ninth Circuit denied Howard Jarvis Taxpayers Association’s request for rehearing en banc and no judge requested a vote for consideration. HJTA now has until September 13 to petition the U.S. Supreme Court.

May 6, 2021 – United States Court of Appeals for the Ninth Circuit, upholds Eastern District court decision; Treasurer Ma’s press release.

February 5, 2021 – Notice of Amicus Curiae U.S. Secretary of Labor

October 13, 2020 – On Appeal from the United States District Court for the District of California, Appellees’ Brief

June 19, 2020Amicus curiae brief filed by the U.S. Secretary of Labor

June 12, 2020 Appeal to the United States Court of Appeals for the Ninth Circuit filed by the Howard Jarvis Taxpayers Association

March 10, 2020United States District Court for the Eastern District Court of California decision to uphold its previous decision; Treasurer Ma’s press release

August 2, 2019U.S. Department of Justice Notice Concerning Potential Participation

March 28, 2019United States District Court for the Eastern District Court of California decision that CalSavers is not preempted by ERISA

November 15, 2018State of California Supplemental Brief In Support of Motion to Dismiss

July 25, 2018 CalSavers Motion and Motion

May 31, 2018 – Howard Jarvis Taxpayers Association files lawsuit to block CalSavers; Treasurer Chiang’s press release


March 28, 2018Settlement agreement between ERIC and the Oregon Retirement Savings Board

October 12, 2017ERISA Advisory Committee Complaint for Declaratory and Injunctive Relief