Compliance Policies

GeorgetownCRI: Overview of State Auto—IRA Compliance Policies (October 2024)

California – News Release about Compliance Penalties (January 12, 2022)

Delaware – Draft Compliance Rules (February 2, 2024)

Illinois –

• Illinois Secure Choice Program Enforcement Webpage
• Enforcement Informational Bulletin (February 2023)

Minnesota –

• Memo on Compliance Policy (December 6, 2024)
• Follow-Up Memo on Compliance Policy when Contributions Are Withheld but not Remitted (January 10, 2025)